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The DC Code: § 31-5603.01 Registration requirement

Index31 Insurance and Securities. (Refs & Annos)

No person shall offer or sell a security in the District unless the security is registered under this chapter, the security or transaction is exempt under § 31-5604.01 or § 31-5604.02, or the security is a federal covered security.

Historical and Statutory

Legislative History of Laws For Law 13-203, see notes following § 31-5601.01. Miscellaneous Notes Section 806 of D.C. Law 13-203 provides: "Titles III and IV shall apply as of June 1, 2001." DC CODE § 31-5603.01 Current through December 11, 2012

Credits

(Oct. 26, 2000, D.C. Law 13-203, § 301, 47 DCR 7837.)