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The DC Code: § 31-5604.03 Additional exemptions

Index31 Insurance and Securities. (Refs & Annos)

The Commissioner may, by rule or order, exempt any other security or transaction or class of securities or transactions from § 31-5603.01, § 31-5603.07, or § 31-5604.05. The Commissioner may, by rule or order, adopt a limited offering transactional exemption that will further the objectives of compatibility with the exemptions from securities registration under the Securities Act of 1933 and uniformity among the states.

Historical and Statutory

Legislative History of Laws For Law 13-203, see notes following § 31-5601.01. DC CODE § 31-5604.03 Current through December 11, 2012


(Oct. 26, 2000, D.C. Law 13-203, § 403, 47 DCR 7837.)